How has RegTech transformed compliance?

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Regulatory technology (RegTech) has often come to the rescue by easing and simplifying the burden of compliance for firms in every industry. This report aims to understand how RegTech has sparked a digital transformation of regulatory compliance.

Susan Schroeder, Vice-Chair of the Securities Department at WilmerHale and former Head of Enforcement at the Financial Industry Regulatory Authority (FINRA), shares valuable insights that offer a unique perspective into RegTech and the future of compliance.

This report covers:

• Compliance challenges faced by firms
• The emergence of RegTech
• Is RegTech a force for good? And what risks does it present?
• Regulators’ view on the use of RegTech

To download the report, complete the form on the right-hand side.

How CUBE can help

Want to find out all about CUBE’s RegTech? Contact us today. Whether you’re a large, multinational bank, a tech firm or a small organisation with up to a handful of compliance officers, we’ve got a suite of products tailored to you.