Nida Rahimi-Naeem
An overview of global enforcement trends in 2020
Dive into the regulatory world with CUBE's report on global enforcement trends in 2020.
Ever wondered how financial firms navigated the challenges brought on by COVID-19? This report covers key developments from regulatory bodies such as the SEC, FCA and MAS and reveals which financial institutions exploited the pandemic for their own benefit.
What's inside:
- SEC's spotlight on indvidual accountability
- FINRA's eye-opening fines
- FCA's enforcement trends
In a year of confusion, download our report to navigate the enforcement complexities of 2020 and gain a deeper understanding of the evolving landscape.
